35. Small Market 401(k) Plans: Fee Discrimination, Cyber Liability and Fiduciary Liability
Thursday October 26, 2023 2:25PM - 3:15PM
- Discuss key terms for 401(k) plans
- Create a plan to work with the system such as Asset-Based Fees
- Implement solutions to account for necessary changes through benchmarking and analysis
Steve is a Partner in the Cleveland office and has thirty-five years of experience as an executive in the financial services industry, specializing in all facets of the corporate retirement sector. Steve serves on Cerity Partners’ Personnel Development.
As a Retirement Plan Advisor, Steve works with company decision-makers to coordinate the design and implementation of qualified retirement plans for employers and their employees.
Prior to joining Cerity Partners, Steve was Director of Retirement Plan Services at Spero-Smith Investment Advisers in Cleveland. Previously, he served as a senior executive in Los Angeles with the Capital Group Companies, a private investment management firm, where he managed the retirement effort for the American Funds.