AICPA Attestation Services Webcasts
 
Peer Review Must-Select Industry Update: Brokers and Dealers in Securities
What has changed? In this webcast we will help you become familiar with recent changes in peer review guidance related to engagements of brokers and dealers in securities. We’ll also cover other key items related to peer reviewing these engagements. This webcast will help you identify non-conforming broker-dealer engagements when conducting peer reviews.   
May 12, 2020

Are You Ready for Your Peer Review?
You will gain an understanding of the peer review process and learn what you can do to prepare for your next peer review.  Recognize the required elements of quality control and discover ways that your practice can benefit from peer review. Learn about recent changes in the public interest and the impact they have on reviewed firms. Find out about the most common areas of non-compliance with professional standards uncovered by peer reviewers in the last year.
May 13, 2020

Documenting Your EBP Audit: What You Need to Know
Employee benefit plans are a unique entity, and the performance of audit procedures will involve testing items that are not typically tested in audits of other types of entities. Even experienced auditors may find it difficult to ascertain exactly what documentation is sufficient.    We'll tackle the areas in EBP audits that need detailed documentation to support the audit conclusions. By the end of this webcast, you'll be able to: Understand the professional standards that relate to audit documentation.  Apply the standards when performing EBP audits. Work through a comprehensive approach to audit documentation.  Develop a plan at your firm that provides a consistent approach to EBP audit documentation.  
May 14, 2020